Custody and Trust Services

A retirement plan partnership offering you the services you deserve.

Leave it to TD AMERITRADE to offer you a plan partnership with our custody and trust services. We partner with third party administrators (TPAs), registered investment advisors (RIAs), banks, trust companies and other organizations to provide a seamless trading platform with extensive reporting. The product line includes a full array of custody and directed-trustee services for mutual funds and other assets that trade on the National Securities Clearing Corporation's (NSCC) Fund/SERV^® platform. Activity is posted to a secure Web site that offers real-time, round-the-clock access to TPAs, plan sponsors and advisors.

Through our TD AMERITRADE Custody and Trust services, you gain the advantages of:

A complete product line
Variety of investment options, including:

• NSCC Eligible Funds
• Self-Directed Brokerage Account (SDBA)

With an array of custody and trustee services for mutual funds and other assets, including:

• Individual Retirement Account (IRA)
• 401(k)
• Charitable Trust
• Foundations

Extensive reporting
You're able to access the accounts, information and forms you need - when you need them - with:

• Easy-to-analyze trust accounting schedules and reports to complete supplemental ERISA Form 5500, schedules H and I
• Monthly, quarterly and annual statements
• Consolidated reporting that combines multiple trust accounts
• Transaction schedules sorted by date and fund
• Transaction and balance information available online and can be downloaded

Fee pass-through
Our integrated system allows us to pass 100% of all plan expense payments back to our TPA partners, such as Sub-TA and 12b-1, received from mutual fund companies to clients or designees.

Custody and Trust Services. Call 866-423-2683 today to take advantage of all TD AMERITRADE offers.

TD AMERITRADE Trust Company is a non-depository trust company, acts as a custodian and/or directed trustee for retirement plans and is not a member of FINRA/SIPC. TD AMERITRADE, Inc. and TD AMERITRADE Trust Company are subsidiaries of TD AMERITRADE Holding Corporation.